报告.pdf
Enforcement Reporter_Feb2018Chi.pdf
Description
證監會執法工作的重點及方針包括打擊企業欺詐、內幕交易及市場操縱、保薦人失當行為、中介人失當行為等。證監會採取全新的“實時”監管方針，匯集專業知識及資源，進行前置式監管。同時，證監會重視公司及個人在調查及執法程序中的合作行為，發布新的《有關與證監會合作的指引》，鼓勵合作。證監會還加強與內地監管機構的合作，建立了良好的關係...
Technical Information
- File Format: PDF
- File Size: 863 KB
- Pages: 6
- Language: ZH
- Author: dtp
- Total Downloads: 19
- Last Updated: 6 hours ago
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