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Information About Us.pdf

Information-About-Us-Disclosure-Statement.pdf
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๐Ÿ”— Source: investmentsolutionsnorthland.co.nz
๐Ÿ“Š Size: 127 KB
๐Ÿ‘ค Author: Mike Gray
โฌ‡๏ธ Downloads: 176

Summary

Investment Solutions Northland Limited (ISN) holds a licence to provide financial advice services, including KiwiSaver, superannuation, and investment products. ISN charges fees for initial and ongoing advice, as well as for specific assignments and tax return preparation. The company has legal duties to prioritize clients' interests, exercise care and skill, and meet standards of competence and ethical behaviour. ISN's financial advisers are remunerated by invoice and shareholder salary, and may receive commissions from managed investment scheme managers. The company has a quality assurance programme and monitors compliance with conflicts policies. Clients can make complaints to ISN, which will be handled in a professional and timely manner, and can also contact Financial Services Complaints Limited (FSCL) for independent dispute resolution.

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Description

Investment Solutions Northland Limited (ISN) holds a licence to provide financial advice services, including KiwiSaver, superannuation, and investment...

Technical Information

  • File Format: PDF
  • File Size: 127 KB
  • Pages: 4
  • Language: EN
  • Author: Mike Gray
  • Total Downloads: 176
  • Last Updated: 14 hours ago

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