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Codes Review.pdf

TTF-MIT-Codes-of-Conduct-and-Ethics-White-Paper-2018-07-11-pdf-1.pdf
Preview of Codes Review
🔗 Source: transparencytaskforce.org
📊 Size: 1.86 MB
📄 Pages: 40 pages
⬇️ Downloads: 143

Summary

The Transparency Task Force's Market Integrity Team conducted a survey of 50 financial services organizations to review their codes of conduct and ethics, aiming to establish a common set of standards to enhance professionalism and reputation in the industry. The survey found that 28 organizations make their codes publicly accessible, while 12 are seeking support to produce their own codes. The review identified areas for improvement, including the need for more succinct values-based codes, effective training, and monitoring of adherence to codes. The team concludes that the use of codes to define an ethical environment and their effective implementation requires a broader learning process, and that opportunities remain to raise the bar on standards beyond compulsory regulatory codes.

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Description

The Transparency Task Force's Market Integrity Team conducted a survey of 50 financial services organizations to review their codes of conduct and ethics,...

Technical Information

  • File Format: PDF
  • File Size: 1.86 MB
  • Pages: 40
  • Language: EN
  • Total Downloads: 143
  • Last Updated: 4 hours ago

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