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SEC Order Execution Routing Disclosures.pdf

sec-order-execution-routing-disclosures.pdf
Preview of SEC Order Execution Routing Disclosures
🔗 Source: cdn.northerntrust.com
📊 Size: 190 KB
📄 Pages: 1 page
⬇️ Downloads: 112

Summary

Northern Trust Securities, Inc. routes orders to market centers for best execution, initially directing eligible orders to an Alternative Trading System (ATS) to trade with institutional order flow, then to other market centers if no match occurs. The company acts as an agency for client orders in equity and option securities, and as required by SEC Rule 606, makes quarterly reports publicly available on its routing of non-directed client orders, which can be viewed at the provided link.

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Description

Northern Trust Securities, Inc.

Technical Information

  • File Format: PDF
  • File Size: 190 KB
  • Pages: 1
  • Language: EN
  • Total Downloads: 112
  • Last Updated: 9 hours ago

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