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IIROC Brochure: How Can I Get My Money Back.pdf

IIROC_how_do_i_get_money_back_brochure_en.pdf

Preview of IIROC Brochure: How Can I Get My Money Back

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📊 Size: 185 KB

📄 Pages: 7 pages

⬇️ Downloads: 90

Summary

If you've suffered a financial loss due to improper actions by your investment advisor or firm, you can seek financial compensation through several options. First, make a written complaint to your investment advisor and firm, which must respond within 90 days. If unsatisfied, you can contact the Ombudsman for Banking Services and Investments (OBSI) within 180 days, which can recommend compensation up to $350,000. Alternatively, you can go to court, where there is no limit to the amount of compensation you can claim, but this can be expensive. Arbitration is another option, where a qualified arbitrator makes a final, legally binding decision, and can award up to $500,000. In Québec, you can use the Autorité des marchés financiers (AMF) mediation services, and in Manitoba, New Brunswick, or Saskatchewan, securities regulators can order compensation. Each option has time limits and varying costs and award limits.

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Description

If you've suffered a financial loss due to improper actions by your investment advisor or firm, you can seek financial compensation through several options.

Technical Information

File Format: PDF
File Size: 185 KB
Pages: 7
Language: EN
Total Downloads: 90
Last Updated: 1 week ago

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This PDF document about IIROC Brochure: How Can I Get My Money Back provides comprehensive information and guidance. Whether you're a beginner or advanced user, this resource offers valuable insights into IIROC Brochure: How Can I Get My Money Back.