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Arbitration Award.pdf

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Preview of Arbitration Award
🔗 Source: finra.org
📊 Size: 92 KB
👤 Author: Botros, Erinie
⬇️ Downloads: 99

Summary

Ayad Amary sought expungement of a customer dispute from his registration records, claiming it was factually impossible and clearly erroneous. The arbitrators found in his favor, recommending expungement as the dispute was related to an annuity sold by another advisor in 2015, and Amary was not assigned to the account until 2019. The panel assessed fees, including a $1,600 filing fee, $2,000 member surcharge, $3,850 member process fee, and $2,300 hearing session fees, all payable to FINRA Dispute Resolution Services.

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Description

Ayad Amary sought expungement of a customer dispute from his registration records, claiming it was factually impossible and clearly erroneous.

Technical Information

  • File Format: PDF
  • File Size: 92 KB
  • Pages: 5
  • Language: EN
  • Author: Botros, Erinie
  • Total Downloads: 99
  • Last Updated: 1 week ago

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