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Code Of Ethics.pdf

StringerAM_CodeOfEthics.pdf
Preview of Code of Ethics
🔗 Source: stringeramfunds.com
📊 Size: 221 KB
📄 Pages: 11 pages
⬇️ Downloads: 153

Summary

Stringer Asset Management has adopted a Code of Ethics in accordance with the Investment Advisers Act of 1940 and the Investment Company Act of 1940. The Code applies to all employees and addresses issues such as fiduciary obligations, personal securities trading, conflicts of interest, and confidentiality. Employees are expected to exercise prudent judgment, put client interests ahead of their own, and report any violations of the Code to the Chief Compliance Officer. The Code prohibits fraudulent activities, requires reasonable diligence to prevent violations, and mandates annual reports to the Board of Trustees. Employees must acknowledge and agree to abide by the Code, and the Firm claims compliance with the CFA Institute Asset Manager Code of Professional Conduct.

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Description

Stringer Asset Management has adopted a Code of Ethics in accordance with the Investment Advisers Act of 1940 and the Investment Company Act of 1940.

Technical Information

  • File Format: PDF
  • File Size: 221 KB
  • Pages: 11
  • Language: EN
  • Total Downloads: 153
  • Last Updated: 4 weeks ago

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