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Securities Dealing Policy.pdf

ITL-Limited-Securities-Dealing-Policy.pdf
Preview of Securities Dealing Policy
🔗 Source: itlhealthgroup.com
📊 Size: 64 KB
👤 Author: loudermilk
⬇️ Downloads: 142

Summary

The policy applies to company directors, key management personnel, and relevant employees, prohibiting them from dealing in company securities during closed periods, which include financial year-end to preliminary announcement, financial period-end to half-yearly report, and financial period-end to quarterly results announcement. Clearance is required for dealings outside closed periods, and prohibited periods include closed periods, times with unpublished price-sensitive information, and when the board believes a dealing would breach the policy. Dealings must not be for short-term considerations, and exceptional circumstances may allow for sales but not purchases. The policy also applies to dealings by trustees, connected persons, and investment managers, with requirements for advising and prohibiting dealings during closed or prohibited periods. Certain exceptions apply, such as employee share option plans, but dealings are subject to the policy unless specifically exempted.

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Description

The policy applies to company directors, key management personnel, and relevant employees, prohibiting them from dealing in company securities during closed...

Technical Information

  • File Format: PDF
  • File Size: 64 KB
  • Pages: 10
  • Language: EN
  • Author: loudermilk
  • Total Downloads: 142
  • Last Updated: 1 week ago

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This PDF document about Securities Dealing Policy provides comprehensive information and guidance. Whether you're a beginner or advanced user, this resource offers valuable insights into Securities Dealing Policy.

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