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⾦融商品取引� �における特定� ��資家への移⾏⼿続の「期限� �」について.pdf

FIaEA-expire_j.pdf

Preview of ⾦融商品取引� �における特定� ��資家への移⾏⼿続の「期限� �」について

🔗 Source: mc-dream.com

📊 Size: 100 KB

👤 Author: yuki.mikami

⬇️ Downloads: 80

Summary

The "period end date" for transitioning to a specific investor under the Financial Instruments and Exchange Act is December 31st of every year. Customers are divided into two categories: "specific investors" and "general investors". If a customer requests to change their category and the company approves, they can switch between the two. The effective period of the transition ends on the first "period end date" after the company's approval. If the customer wants to continue being treated as a "specific investor" after the period end date, they must apply for an update. If they do not, they will be treated as a "general investor" again.

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Description

The "period end date" for transitioning to a specific investor under the Financial Instruments and Exchange Act is December 31st of every year.

Technical Information

File Format: PDF
File Size: 100 KB
Pages: 1
Language: EN
Author: yuki.mikami
Total Downloads: 80
Last Updated: 2 months ago

Document Overview

This PDF document about ⾦融商品取引� �における特定� ��資家への移⾏⼿続の「期限� �」について provides comprehensive information and guidance. Whether you're a beginner or advanced user, this resource offers valuable insights into ⾦融商品取引� �における特定� ��資家への移⾏⼿続の「期限� �」について.