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Dodd Frank Report

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8 documents available in our comprehensive collection of Dodd Frank Report resources. Find practical guides, tutorials, and documentation to enhance your knowledge.

Preview of Conflict Minerals Statement
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Conflict Minerals Statement (ConflictMineralsStatement.pdf)

131 KBBWD8TW1EN 1 page
The US SEC adopted the Dodd-Frank Act in 2012, requiring US companies to disclose and report the use of conflict minerals (tantalum, tin, tungsten, and gold)
Preview of write the rule
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write the rule (34-67717.pdf)

959 KBU.S. Securities and Exchange CommissionEN 232 pages
The Securities and Exchange Commission is adopting new rules and an amendment to a new form pursuant to Section 1504 of the Dodd-Frank Wall Street Reform and
Preview of Commission Study on Enhancing Investment Adviser Examinations Mandated by Section 914 of the Dodd-Frank Wall Street Reform and C
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Commission Study on Enhancing Investment Adviser Examinations Mandated by Section 914 of the Dodd-Frank Wall Street Reform and C (enhancingiaexaminations-10.pdf)

384 KBEN 9 pages
The Financial Industry Regulatory Authority (FINRA) recommends that the Securities and Exchange Commission (SEC) seek authority to establish one or more...
Preview of 冲突矿产报表
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冲突矿产报表 (Supermicro_Conflict_Minerals_Statement.pdf)

85 KBeugenekEN 1 page
Super Micro Computer, Inc.
Preview of Final rule
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Final rule (2011-18777a.pdf)

185 KBEN 4 pages
The Commodity Futures Trading Commission (CFTC) is adopting a final rule to amend existing regulations, removing references to and reliance on credit ratings,...
Preview of FDIC and Federal Reserve: Resolution Plans Required
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FDIC and Federal Reserve: Resolution Plans Required (2011-27377.pdf)

207 KBEN 18 pages
The Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation are adopting a final rule to implement the requirement in...
Preview of Semiannual Report to Congress, October 2011 - March 2012
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Semiannual Report to Congress, October 2011 - March 2012 (oigsar033112.pdf)

1.82 MBOIGEN 30 pages
The Commodity Futures Trading Commission's (CFTC) Office of Inspector General (OIG) submitted its semiannual report for the period from October 1, 2011,
Preview of pdf
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pdf (sou-1997-31.pdf)

5.34 MBInformationsteknologikommissionenIT 72 pages
Statens offentliga utredningar 1997:31, "Kristallkulan - röster om framtiden", är en rapport från IT-kommissionen.

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