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Safekeeper Charge

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Preview of SEC Widening Net in Municipal Bond Market Fraud Cases
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SEC Widening Net in Municipal Bond Market Fraud Cases (10.20.23 - SEC widening net in municipal bond market fraud cases.pdf)

131 KBMitchell SmithEN 3 pages
The SEC is widening its net to charge more types of municipal market participants, including auditors and lawyers, as gatekeepers against misconduct

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