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Conflicts Of Interest Policy.pdf

Conflicts_Of_Interest_Policy.pdf

🔗 Source: 2plan.com

📊 Size: 141 KB

👤 Author: 2plan

⬇️ Downloads: 600

Summary

2plan wealth management Ltd is authorised and regulated by the Financial Conduct Authority (FCA) and must manage conflicts of interest fairly. A conflict of interest arises when a person or organisation has multiple interests that could compromise a client's best interests. 2plan's Conflicts of Interest Policy aims to protect the integrity of its decision-making process and reputation by avoiding actual and perceived conflicts of interest. The policy requires staff, advisers, and management to disclose any interests that may conflict with clients' best interests and to avoid activities that could cause potential conflicts. Examples of conflicts of interest include receiving gifts or entertainment from product providers, making financial gain at the expense of a client, and advising on unregulated investments. 2plan maintains a conflicts of interest register and has processes to identify potential conflicts, including annual analysis of products and remuneration.

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Description

2plan wealth management Ltd is authorised and regulated by the Financial Conduct Authority (FCA) and must manage conflicts of interest fairly.

Technical Information

File Format: PDF
File Size: 141 KB
Pages: 4
Language: EN
Author: 2plan
Total Downloads: 600
Last Updated: 1 week ago

Document Overview

This PDF document about Conflicts Of Interest Policy provides comprehensive information and guidance. Whether you're a beginner or advanced user, this resource offers valuable insights into Conflicts Of Interest Policy.