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Conflict Policy.pdf

Conflict-of-Interest-Management-Policy-2023-Final.pdf
Preview of Conflict Policy
🔗 Source: benguelaglobal.com
📊 Size: 215 KB
👤 Author: Nick Howse
⬇️ Downloads: 117

Summary

Benguela Global Fund Managers has a Conflict of Interest Management Policy to ensure clients are treated fairly, comply with the FAIS Act, avoid legal liability, and manage conflicts of interest. A conflict of interest exists when one party's act or omission benefits itself while negatively impacting another, and can occur in investment or advisory services. The policy defines key terms, including "Conflict of Interest", "Financial Interest", "Immaterial Financial Interest", "Third Party", and "Ownership Interest". Benguela aims to identify, manage, and avoid conflicts of interest, and has measures in place to mitigate their impact, including rules on personal account trading, professional ethics, and respect for clients' interests.

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Description

Benguela Global Fund Managers has a Conflict of Interest Management Policy to ensure clients are treated fairly, comply with the FAIS Act, avoid legal...

Technical Information

  • File Format: PDF
  • File Size: 215 KB
  • Pages: 12
  • Language: EN
  • Author: Nick Howse
  • Total Downloads: 117
  • Last Updated: 1 week ago

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