香港投資者識� �碼制度及場外� ��券交易匯報制 度通知.pdf

notice_of_the_HKIDR_and_OTCR.pdf
Preview of 香港投資者識� �碼制度及場外� ��券交易匯報制 度通知
🔗 Source: redfordsec.com
📊 Size: 1.86 MB
👤 Author: Leo Kwok
⬇️ Downloads: 55

Summary

Redford Securities Limited requires clients to provide updated identification information and consent for the collection and handling of personal data to comply with the Hong Kong Investor Identification Regime and Over-the-counter Securities Transactions Reporting Regime. Clients must provide identification documents in a specific order of priority, and individual clients must sign a consent statement. Failure to provide the required information or consent may result in the company being unable to carry out trading instructions or provide securities-related services.

Description

Redford Securities Limited requires clients to provide updated identification information and consent for the collection and handling of personal data to...

Technical Information

  • File Format: PDF
  • File Size: 1.86 MB
  • Pages: 6
  • Language: EN
  • Author: Leo Kwok
  • Total Downloads: 55
  • Last Updated: 3 months ago

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