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CSRC-SFC MoU.pdf

ENF_MOU_Eng_2016.pdf
Preview of CSRC-SFC MoU
🔗 Source: sfc.hk
📊 Size: 90 KB
👤 Author: ahychu
⬇️ Downloads: 57

Summary

The China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission of Hong Kong (SFC) have agreed to strengthen regulatory and enforcement cooperation under the Mutual Access between the Mainland and Hong Kong stock markets, aiming to combat cross-boundary suspected misconduct, enhance investor protection, and facilitate sound development of the stock markets. The Memorandum of Understanding (MoU) establishes a joint mechanism for notification of alerts and exchange of investigatory information, provides for investigatory assistance, joint investigations, and use of information, and ensures confidentiality and proper service of documents. The Parties will provide each other with timely and effective assistance, and cooperate in the recognition and execution of administrative sanctions.

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Description

The China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission of Hong Kong (SFC) have agreed to strengthen regulatory and...

Technical Information

  • File Format: PDF
  • File Size: 90 KB
  • Pages: 5
  • Language: EN
  • Author: ahychu
  • Total Downloads: 57
  • Last Updated: 4 weeks ago

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This PDF document about CSRC-SFC MoU provides comprehensive information and guidance. Whether you're a beginner or advanced user, this resource offers valuable insights into CSRC-SFC MoU.

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